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Please choose among the following years:
The comment letters for this year are:
Sep
22
2004
The Canadian Advocacy Committee (CAC) of CFA Institute1 is pleased to respond to the request for comments on the OSC’s Fair Dealing Model Concept Paper. In theory and in principal, the proposed Fair Dealing Model seeks to achieve a laudable goal—to establish a greater “level playing field” between clients and their investment representatives, through a new set of principals that define responsibilities and expectations based...
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