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Please choose among the following years:
The comment letters for this year are:
Nov
22
2006
Response to a request for comments published by the CSA on the use of Soft dollars by registered investors and investment dealers.
In addition to the CAC's general opinion on this matter, the Council specifically addressed:
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Competitive disadvantages of CSA's rule in relation to US and international rules;
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Disclosure requirements to clients of registered investors;
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Problems with principal based transactions; and
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The transition period for this rule.
To view letter click here
Sep
19
2006
Dear Ms Beaudoin
The Canadian Advocacy Committee of the CFA Societies of Canada (the CAC) and the Montreal CFA Society appreciate the opportunity to comment on the Autorité des marchés financiers’ (AMF) working document on the regulation of derivatives markets in Québec. The CAC represents the 11,000 Canadian members of CFA Institute1 and its 12 Member Societies across Canada. The CAC membership includes portfolio managers, analysts and other investment professionals in Canada who review regulatory, legislative, and standard setting developments affecting investors, investment professionals, and the capital markets in Canada. The Montreal CFA Society has over 1,600 members working locally in the financial industry...
Jul
26
2006
The Canadian Advocacy Committee of the CFA Societies of Canada (the CAC) is pleased to respond to the request for comments on the CSA's proposed National Instrument 62-104 Take- Over Bids and Issuer Bids (NI 62-104 or the Instrument). The CAC represents the 11,000 Canadian members of CFA Institute1 and its 12 Member Societies across Canada. The CAC membership includes portfolio managers, analysts and other investment professionals in Canada who review regulatory, legislative, and standard setting developments affecting investors, investment professionals, and the capital markets in Canada...
Apr
28
2006
The Canadian Advocacy Committee (CAC) of the CFA Societies of Canada1 , appreciates the opportunity to comment on the International Accounting Standards Board’s (“IASB”) Discussion Paper: Management Commentary, October 2005 (the “DP”). The CAC represents the views of investment professionals to standard setters, regulatory authorities, and legislative bodies in Canada.
Mar
08
2006
The Canadian Advocacy Committee (CAC) of Canadian CFA Societies is please to have an opportunity to respond to the proposed change for National Instrument 51-102. The CAC represents the 13,000Canadian members of CFA Institute1 and its 12 Member Societies across Canada. The CAC membership includes portfolio managers, analysts and other investment professionals in Canada who review regulatory, legislative, and standard setting developments affecting investors, investment professionals, and the capital markets in Canada.
1. Venture issuers and debt-only issuers – Should...
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