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CSA Scholarship Plan Prospectus Form Letter 10
DIA|LOG - Nov 2011 51
Point of Sale Disclosure Request for Comment 47
Maple Group Acquisition Letter 81
IIROC Dealer-Member Rules – Proposals to Implement the Core Principles of the CRM 238
DIA | LOG - Feb 2011 193
Request For Comments: CSA Proposed NI 31-103 Registration Requirements and Exemptions 238
DIA | LOG - Dec 2010 246
Request for Comments: CSA Proposed NI 25-101 Designated Rating Organizations 295
CSA Multilateral Consultation Paper 51-403 - Tailoring Venture Issuer Regulation 329
IIROC Notice 10-0163 Request for Comments 472
Request for Comments on the Review of Independence Provisions for Auditors 347
Request for Comments on Proposed Amendments to National Instrument 81-106 559
Request for Comments: Proposed Repeal and Replacement of NI 52-107 595
Canadian Regulatory Survey Questions 693
Sondage sur la structure réglementaire canadienne 618
Contexte d'Enquête pour le Canadian Advocacy Council de Sociétés CFA canadiennes 634
Canadian Advocacy Council for Canadian CFA Societies Survey Context 625
Canadian Regulatory Structure Survey Report 13992
Les analystes financiers agréés canadiens membres du CFA Institute 704
Canadian CFA Institute Members Call for Security Regulation Reform 2095
Proposed Amendments to Part VI Of the Toronto Stock Exchange Company Manual 672
Revised Corporate Governance Regime 737
CSA Consultation Paper 11-405 820
Comments on Public Consultation Paper 987
CPRB 1104
31-103 1204
Soft Dollars 1063
IDA Client Relationship Model 1066
February 2008 Speed Read 1193
Mutual Fund POS Letter 1364
Comment Letter on Registration Reform Project 1384
NI 51-101 Standards of Disclosure for Oil & Gas Activities 1309
Income Trust Disclosure Call to Action 1301
NI 23-102 - Soft Dollars 1994
Quebec Derivatives 3398
National Instrument 62-104 3216
Management Commentary 3153
Amendments to National Instrument 51-102 (Continuous Disclosure Obligations) 2971
Fair Dealing 2724
 
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